Passed Series 6 Exam Today
Passed my third FINRA exam on Securities, first of SIE, then Series 63 & now Series 6! This last one basically covers “packaged” investment securities like mutual funds, variable annuity,
Tag: Fintech
We Have China’s Regulators To Thank For A Killed “Grey Rhino” Event
I have been reading and thinking of the halted/suspended Ant Group IPO, one of the most dramatic head-on collides between governmental regulators and China’s celebrity entrepreneur Jack Ma, with his